Personal Trading Compliance Platform
Kentucky > Kentucky Public Pensions Authority > Office of Procurement Services
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RFI-100-2700000009
]personal trading vendor - kentucky public pensions authority
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Description
The Kentucky Public Pensions Authority is conducting market research on a vendor-hosted and vendor-supported software-as-a-service platform to monitor employees’ and trustees’ compliance with personal trading policies. Desired capabilities include manual document uploads and brokerage data feeds; electronic trade preclearance; post-trade surveillance and reconciliation; configurable restrictions and blackout periods; certifications and attestations; case management and alerts; reporting and dashboards; data retention and export; and integration with relevant systems. The platform should support multiple accounts and access levels, provide 24/7 accessibility and support, and meet reasonable data-security standards. Respondents are asked to describe their company, relevant public-sector experience and references, proposed solution and any limitations, training offerings, and estimated pricing, including implementation and ongoing costs. This is an RFI for market research, not a request for quotes or bids, and the agency does not intend to make an award through this process.
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