Bond Underwriting Services

New York State Homes and Community Renewal and four affiliated agencies are seeking qualified financial firms for three-year prequalified panels and a selling group to underwrite, market, distribute, and support agency bond issuances, with two optional one-year renewals.

New York > New York State Office of Resilient Homes and Communities > New York State Housing Finance Agency > State of New York Mortgage Agency > State of New York Municipal Bond Bank Agency > Tobacco Settlement Financing Corporation


General
Open
TBD
Sep 28, 2026 12:00 PM
Aug 27, 2026 12:00 PM
3 years base + 2 × 1 year options
Service-Disabled Veteran-Owned BusinessMinority-Owned BusinessWoman-Owned Business
Request for Quote/Qualifications (RFQ)
State
Ask AI about this solicitation
Contact
contractunitinfo@hcr.ny.gov
+12128720674
641 Lexington Avenue, New York, NY, USA
Submission Instructions
Email
Description

New York State Homes and Community Renewal, together with the New York State Housing Finance Agency, State of New York Mortgage Agency, State of New York Municipal Bond Bank Agency, and Tobacco Settlement Financing Corporation, seeks qualified firms registered with the Securities and Exchange Commission, Financial Industry Regulatory Authority, and/or Municipal Securities Rulemaking Board. The procurement will establish prequalified panels for Tier 1 Senior Managing Underwriters and Tier 2 Co-Managing Underwriters, as well as a Tier 3 Selling Group Member list, for the agencies' bond issuances. Firms may apply for one or both underwriting panels or solely for the Selling Group Member list, and proposals must address all four agencies collectively. The solicitation replaces the agencies' existing prequalified panels rather than supplementing them; current panel firms must respond to remain prequalified. Senior Managing Underwriters may provide bond structuring and pricing, marketing and distribution, investor outreach, order-book and allocation management, refunding analysis, financing schedules, pricing memoranda, market timing, bond-sale conference calls, capital commitments, post-closing analysis, secondary-market support, remarketing, roadshows, liquidity and credit facilities, and disclosure support. Co-Managing Underwriters will assist with marketing, distribution, capital commitments, secondary-market support, and other requested services. Applicants must complete the required proposal materials, demonstrate relevant experience and financial capacity, maintain a physical office in New York State, and satisfy applicable SDVOB and MWBE participation goals of 6% and 30%, respectively. The engagement is for three years with two optional one-year renewals and does not guarantee transaction assignments.

Classification Codes
NAICS523150Investment Banking and Securities Intermediation
PSCR403REAL ESTATE BROKERAGE SERVICES
Smart Codes
municipal bond underwritingbond financial advisorybond investor distribution
Specifications
Service Only
Timeline
Aug 27, 2026-Solicitation Issuance
Sep 4, 2026-Deadline for Solicitation Questions
Sep 14, 2026-Deadline for Agency Responses to Solicitation Questions
Sep 28, 2026-Proposal Submission Deadline
Oct 24, 2026-Anticipated Selection Notification
Dec 24, 2026-Anticipated Contract Execution
Requirements
Required
  • Commercial General Liability — $1,000,000.00
  • Business Automobile Liability — $1,000,000.00
  • Professional Liability — $1,000,000.00
  • Workers' Compensation
  • Disability Benefits
Scored
  • Within the last 2 years
  • Client point of contact required for each reference
Yes
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